| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2022-09-28 | 2025-05-26 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-09-28 | 2025-05-26 |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2021-01-20 | 2022-07-08 |
| Rep | 期貨合約交易 | 2021-01-20 | 2022-07-08 | |
| Rep | 證券交易 | 2021-01-20 | 2022-07-08 | |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2018-07-26 | 2019-09-15 |