| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2021-04-26 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-26 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2018-07-26 | 2018-11-03 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2018-07-26 | 2018-11-03 |