| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2014-06-03 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-06-03 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-01-16 | 2014-05-27 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-01-16 | 2014-05-27 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2013-06-21 | 2014-01-08 |