| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JAKOTA ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2021-08-05 | 2022-12-15 |
| JAKOTA SECURITIES GROUP LIMITED | Rep | 就證券提供意見 | 2021-08-05 | 2022-12-15 |
| Rep | 證券交易 | 2021-08-05 | 2022-12-15 | |
| BestEx Asia Limited | Rep | 證券交易 | 2019-06-14 | 2020-07-22 |
| Qantex Capital Markets Limited | Rep | 期貨合約交易 | 2017-11-17 | 2018-08-21 |
| Rep | 證券交易 | 2017-11-17 | 2018-08-21 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-07-30 | 2017-09-22 |
| Rep | 證券交易 | 2013-09-06 | 2017-09-22 | |
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-06-21 | 2013-06-21 |
| Rep | 證券交易 | 2013-06-21 | 2013-06-21 |