| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-06-18 | 2016-03-24 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-06-18 | 2016-03-24 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-06-25 | 2015-06-04 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2013-06-25 | 2015-06-04 |