| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-03-14 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-09-17 | - |
| Rep | 證券交易 | 2019-09-17 | - | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-01-29 | 2014-03-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2014-01-29 | 2014-03-08 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-01-29 | 2014-03-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2013-07-02 | 2014-03-08 |
已採集記錄中暫無金管局登記。