| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | RO | 就證券提供意見 | 2021-06-23 | - |
| RO | 提供資產管理 | 2021-06-23 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2019-11-26 | 2021-05-31 |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2019-10-28 | 2021-06-23 |
| Rep | 提供資產管理 | 2019-10-28 | 2021-06-23 | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2019-10-28 | 2021-05-31 |
| BC Global Asset Management Limited | Rep | 就證券提供意見 | 2018-07-27 | 2019-10-08 |
| Rep | 提供資產管理 | 2018-07-27 | 2019-10-08 | |
| Rep | 證券交易 | 2018-07-27 | 2019-10-08 |