| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2026-04-29 | - |
| Rep | 就證券提供意見 | 2024-05-27 | - | |
| Rep | 證券交易 | 2024-05-27 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-08-25 | 2024-03-12 |
| Rep | 證券交易 | 2021-07-16 | 2024-03-12 | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-07-16 | 2024-03-12 |
| Rep | 證券交易 | 2021-07-16 | 2024-03-12 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 證券交易 | 2018-07-27 | 2021-06-25 |