| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就期貨合約提供意見 | 2026-01-28 | - |
| Rep | 就證券提供意見 | 2026-01-28 | - | |
| Rep | 期貨合約交易 | 2026-01-28 | - | |
| Rep | 證券交易 | 2026-01-28 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-09-06 | 2023-10-16 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2023-09-06 | 2023-10-16 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2020-09-10 | 2023-08-20 |
| Rep | 就證券提供意見 | 2020-09-10 | 2023-08-20 | |
| Rep | 期貨合約交易 | 2020-09-10 | 2023-08-20 | |
| Rep | 證券交易 | 2020-09-10 | 2023-08-20 | |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2018-04-27 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-09-05 | 2019-03-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-09-05 | 2019-03-31 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2015-08-07 | 2017-08-11 |
| Rep | 證券交易 | 2015-08-07 | 2017-08-11 | |
| GigaMoney Limited | Rep | 證券交易 | 2013-07-05 | 2015-03-03 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-07-05 | 2015-03-03 |
已採集記錄中暫無金管局登記。