| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2017-11-13 | 2026-04-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2016-04-21 | 2026-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2015-03-31 | 2026-04-13 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-07-08 | 2014-10-25 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2013-07-08 | 2014-10-25 |