| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 就證券提供意見 | 2020-12-04 | - |
| Rep | 提供資產管理 | 2020-12-04 | - | |
| Rep | 證券交易 | 2020-12-04 | - | |
| Imperium International Asset Management Limited | Rep | 就期貨合約提供意見 | 2014-08-08 | 2014-09-23 |
| Rep | 就證券提供意見 | 2014-08-08 | 2014-09-23 | |
| Rep | 提供資產管理 | 2014-08-08 | 2014-09-23 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 期貨合約交易 | 2014-08-08 | 2014-09-23 |
| Rep | 證券交易 | 2013-07-15 | 2014-09-23 |