| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-09-27 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2021-09-27 | - |
| Rep | 證券交易 | 2021-09-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-07-17 | 2013-11-01 |
| Rep | 期貨合約交易 | 2013-07-17 | 2021-06-25 | |
| Rep | 證券交易 | 2013-07-17 | 2021-06-25 |