| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GREEN HARMONY CAPITAL LIMITED | RO | 就證券提供意見 | 2022-07-18 | - |
| RO | 提供資產管理 | 2021-10-12 | - | |
| GREEN HARMONY SECURITIES LIMITED | RO | 就證券提供意見 | 2021-10-12 | - |
| RO | 證券交易 | 2021-10-12 | - | |
| GREEN HARMONY CAPITAL LIMITED | Rep | 提供資產管理 | 2021-09-06 | 2021-10-12 |
| GREEN HARMONY SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-09-06 | 2021-10-12 |
| HONGKONG BAY ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2019-06-24 | 2021-09-04 |
| RO | 提供資產管理 | 2019-06-24 | 2021-09-04 | |
| Hongkong Bay Securities Limited | RO | 就證券提供意見 | 2019-06-24 | 2021-09-04 |
| RO | 證券交易 | 2019-06-24 | 2021-09-04 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 期貨合約交易 | 2018-06-05 | 2019-06-14 |
| Hang Tai Asset Management Limited | Rep | 就期貨合約提供意見 | 2017-08-21 | 2019-06-14 |
| Rep | 就證券提供意見 | 2017-08-21 | 2019-06-14 | |
| Rep | 提供資產管理 | 2017-08-21 | 2019-06-14 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2017-05-29 | 2019-06-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-10-30 | 2016-12-23 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-10-30 | 2016-12-23 |
| GRT Capital Management Limited | Rep | 提供資產管理 | 2014-04-01 | 2014-10-22 |
| Golden Hen Securities and Futures Limited | Rep | 期貨合約交易 | 2013-07-22 | 2014-10-22 |
| Rep | 證券交易 | 2013-07-22 | 2014-10-22 |
已採集記錄中暫無金管局登記。