| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MAN INVESTMENTS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2023-10-03 | - |
| RO | 證券交易 | 2023-10-03 | - | |
| RO | 就證券提供意見 | 2022-08-30 | 2023-10-02 | |
| RO | 證券交易 | 2022-08-30 | 2023-10-02 | |
| Rep | 就證券提供意見 | 2018-01-15 | 2022-08-30 | |
| Rep | 證券交易 | 2018-01-15 | 2022-08-30 | |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2015-05-13 | 2017-12-03 |
| RO | 證券交易 | 2015-05-13 | 2017-12-03 | |
| BlueBay Hong Kong Limited | RO | 證券交易 | 2011-12-13 | 2013-11-30 |