| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-02-21 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-02-21 | - |
| Rep | 證券交易 | 2022-02-21 | - | |
| Lakeville Capital Management Limited | RO | 提供資產管理 | 2018-03-23 | 2022-02-04 |
| Rep | 提供資產管理 | 2016-12-30 | 2018-03-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2013-07-29 | 2016-11-10 |
| Rep | 就證券提供意見 | 2013-07-29 | 2016-11-10 | |
| Rep | 證券交易 | 2013-07-29 | 2016-11-10 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2013-07-29 | 2016-11-10 |
| Rep | 就證券提供意見 | 2013-07-29 | 2016-11-10 | |
| Rep | 證券交易 | 2013-07-29 | 2016-11-10 |