| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2013-11-04 | 2014-04-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-09-16 | 2014-04-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-07-31 | 2014-04-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-31 | 2014-04-29 |