| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2024-11-01 | - |
| RO | 證券交易 | 2024-11-01 | - | |
| Rep | 就機構融資提供意見 | 2018-11-21 | 2024-11-01 | |
| Rep | 證券交易 | 2018-11-21 | 2024-11-01 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-24 | 2017-05-09 |
| Rep | 就證券提供意見 | 2015-04-24 | 2017-05-09 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-24 | 2017-05-09 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2013-08-01 | 2016-01-01 |
| Rep | 就證券提供意見 | 2013-08-01 | 2016-01-01 | |
| Rep | 證券交易 | 2013-08-01 | 2016-01-01 |
已採集記錄中暫無金管局登記。