| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FUDA CAPITAL LIMITED | RO | 就證券提供意見 | 2026-02-13 | - |
| RO | 提供資產管理 | 2026-02-13 | - | |
| LUPU (HONG KONG) LIMITED | RO | 就證券提供意見 | 2025-04-30 | 2026-01-19 |
| RO | 提供資產管理 | 2025-04-30 | 2026-01-19 | |
| RO | 證券交易 | 2025-01-13 | 2026-01-19 | |
| Rep | 證券交易 | 2024-10-21 | 2025-01-13 | |
| Rising Securities Limited | RO | 就證券提供意見 | 2024-02-07 | 2024-07-31 |
| RO | 提供資產管理 | 2024-02-07 | 2024-07-31 | |
| RO | 證券交易 | 2024-02-07 | 2024-07-31 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2023-03-10 | 2023-05-22 |
| Finloop Finance Limited | RO | 證券交易 | 2021-06-11 | 2023-02-12 |
| Rep | 證券交易 | 2021-05-05 | 2021-06-11 | |
| Rep | 就證券提供意見 | 2021-05-05 | 2023-02-12 | |
| Rep | 提供資產管理 | 2021-05-05 | 2023-02-12 | |
| YOUFI (ASIA) SECURITIES LIMITED | RO | 證券交易 | 2019-09-10 | 2021-02-24 |
| Rep | 證券交易 | 2019-08-28 | 2019-09-10 | |
| Gulf Line Capital Advisors Limited | Rep | 就證券提供意見 | 2018-10-18 | 2019-08-09 |
| Rep | 提供資產管理 | 2018-10-18 | 2019-08-09 | |
| Standard Perpetual Securities Limited | RO | 證券交易 | 2018-04-17 | 2019-08-09 |
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2013-08-02 | 2017-08-20 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2013-08-02 | 2017-08-20 |
已採集記錄中暫無金管局登記。