| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2020-12-28 | - |
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2016-12-07 | - |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-06-05 | 2016-11-22 |
| Rep | 證券交易 | 2015-06-05 | 2016-11-22 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-08-06 | 2015-05-27 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2013-08-06 | 2015-05-27 |