| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2015-05-04 | 2019-05-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-05-04 | 2019-05-09 |
| Rep | 證券交易 | 2015-05-04 | 2019-05-09 | |
| Beijing Securities Limited | Rep | 證券交易 | 2014-09-16 | 2015-01-23 |
| Rep | 證券交易 | 2014-03-13 | 2014-07-15 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-08-06 | 2014-02-24 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-08-06 | 2014-02-24 |