| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2024-05-06 | - |
| Rep | 期貨合約交易 | 2024-05-06 | - | |
| Rep | 證券交易 | 2024-05-06 | - | |
| G. H. Financials (Hong Kong) Limited | Rep | 期貨合約交易 | 2023-06-20 | 2024-03-12 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2021-08-23 | 2023-06-07 |
| Rep | 證券交易 | 2021-03-16 | 2023-06-07 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2021-02-16 | 2023-06-07 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2017-03-27 | 2021-01-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2013-08-09 | 2014-05-26 |
已採集記錄中暫無金管局登記。