| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 提供資產管理 | 2018-10-15 | - |
| KGI ASIA LIMITED | RO | 證券交易 | 2017-10-03 | - |
| RO | 證券交易 | 2016-10-07 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 證券交易 | 2016-10-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-09-18 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-11-13 | 2016-10-07 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2013-08-09 | 2016-10-07 |