| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2016-04-21 | 2017-03-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-08-08 | 2015-11-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-08-09 | 2015-11-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-08-09 | 2015-11-16 |