| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CFTC ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-09-24 | - |
| RO | 提供資產管理 | 2026-09-24 | - | |
| Rep | 就證券提供意見 | 2026-08-04 | 2026-09-24 | |
| Rep | 提供資產管理 | 2026-08-04 | 2026-09-24 | |
| SIGMA MANAGEMENT LTD | RO | 就證券提供意見 | 2025-11-19 | 2026-05-20 |
| RO | 提供資產管理 | 2025-11-19 | 2026-05-20 | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2022-09-07 | 2023-11-02 |
| Rep | 提供資產管理 | 2022-09-07 | 2023-11-02 | |
| Rep | 證券交易 | 2022-09-07 | 2023-11-02 | |
| WELL KING ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2022-03-04 | 2022-07-05 |
| RO | 提供資產管理 | 2022-03-04 | 2022-07-05 | |
| Rep | 就證券提供意見 | 2021-08-10 | 2022-03-04 | |
| Rep | 提供資產管理 | 2021-08-10 | 2022-03-04 | |
| HSZ (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-11-06 | 2018-12-04 |
| Rep | 提供資產管理 | 2015-11-06 | 2018-12-04 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2015-06-18 | 2015-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2014-04-16 | 2015-04-02 |
| Rep | 證券交易 | 2014-04-16 | 2015-04-02 | |
| GT ASSET & PORTFOLIO MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-08-14 | 2014-03-29 |
| Rep | 提供資產管理 | 2013-08-14 | 2014-03-29 | |
| Rep | 證券交易 | 2013-08-14 | 2014-03-29 |
金管局記錄暫時無法載入，請稍後重試。