| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-11-20 | 2021-07-01 |
| Rep | 期貨合約交易 | 2020-11-20 | 2021-07-01 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-20 | 2021-07-01 |
| Rep | 證券交易 | 2020-11-20 | 2021-07-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-05-22 | 2020-10-14 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2013-08-16 | 2014-07-01 |
| Rep | 證券交易 | 2013-08-16 | 2014-07-01 |