| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2021-11-17 | 2024-06-07 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2021-11-17 | 2024-06-07 |
| Rep | 證券交易 | 2021-11-17 | 2024-06-07 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-08-19 | 2013-11-01 |
| Rep | 期貨合約交易 | 2013-08-19 | 2021-08-20 | |
| Rep | 證券交易 | 2013-08-19 | 2021-08-20 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2013-08-19 | 2021-08-20 |