| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merit Asset Management Limited | RO | 證券交易 | 2026-11-11 | - |
| Rep | 就證券提供意見 | 2026-10-06 | - | |
| Rep | 提供資產管理 | 2026-10-06 | - | |
| Rep | 證券交易 | 2026-10-06 | 2026-11-11 | |
| Bright Moon Capital Limited | Rep | 就證券提供意見 | 2025-11-11 | 2026-09-11 |
| Rep | 提供資產管理 | 2025-11-11 | 2026-09-11 | |
| Bright Moon Securities Limited | RO | 證券交易 | 2025-08-04 | 2026-09-11 |
| Finet Securities Limited | RO | 就證券提供意見 | 2025-02-07 | 2025-05-30 |
| RO | 證券交易 | 2025-02-07 | 2025-05-30 | |
| Rep | 就證券提供意見 | 2025-01-03 | 2025-02-07 | |
| Rep | 證券交易 | 2025-01-03 | 2025-02-07 | |
| H&Y SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-09-05 | 2024-08-21 |
| RO | 證券交易 | 2023-09-05 | 2024-08-21 | |
| GRAND FIRE SECURITIES LIMITED | Rep | 提供資產管理 | 2023-02-07 | 2023-07-14 |
| Rep | 就證券提供意見 | 2018-08-21 | 2023-07-14 | |
| RO | 證券交易 | 2017-12-08 | 2023-07-14 | |
| Rep | 證券交易 | 2017-04-11 | 2017-12-08 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2016-09-15 | 2017-02-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-02-26 | 2017-02-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-02-26 | 2017-02-28 |
| Gong Ping Futures Limited | Rep | 期貨合約交易 | 2013-08-19 | 2016-01-28 |
| Gong Ping Securities Limited | Rep | 證券交易 | 2013-08-19 | 2016-01-28 |
已採集記錄中暫無金管局登記。