| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2018-04-25 | 2022-06-10 |
| Rep | 證券交易 | 2018-04-25 | 2022-06-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-08-22 | 2018-04-18 |
| Rep | 證券交易 | 2013-08-22 | 2018-04-18 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2013-08-22 | 2018-04-09 |