| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-03-31 | - |
| Rep | 證券交易 | 2022-03-31 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-03-31 | - |
| CSOP Asset Management Limited | Rep | 就證券提供意見 | 2020-11-19 | 2021-11-23 |
| Rep | 提供資產管理 | 2020-11-19 | 2021-11-23 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-03-07 | 2020-11-15 |
| Rep | 提供資產管理 | 2017-03-07 | 2020-11-15 | |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | 期貨合約交易 | 2016-09-05 | 2017-02-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2016-03-04 | 2016-07-29 |
| Rep | 期貨合約交易 | 2016-03-04 | 2016-07-29 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2016-03-04 | 2016-07-29 |
| CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2015-12-17 | 2016-02-05 |
| Rep | 期貨合約交易 | 2013-08-23 | 2016-02-05 |
已採集記錄中暫無金管局登記。