| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AA Investment Management Limited | RO | 就證券提供意見 | 2024-10-25 | - |
| RO | 提供資產管理 | 2024-10-25 | - | |
| RO | 證券交易 | 2024-10-25 | - | |
| Rep | 就證券提供意見 | 2024-10-14 | 2024-10-25 | |
| Rep | 提供資產管理 | 2024-10-14 | 2024-10-25 | |
| Rep | 證券交易 | 2024-10-14 | 2024-10-25 | |
| Leo Asset Management Limited | RO | 就證券提供意見 | 2022-05-16 | 2024-06-30 |
| RO | 提供資產管理 | 2022-05-16 | 2024-06-30 | |
| Yuen Meta (International) Securities Limited | RO | 證券交易 | 2022-05-16 | 2024-06-30 |
| Rep | 證券交易 | 2022-05-11 | 2022-05-16 | |
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | 就證券提供意見 | 2020-07-07 | 2022-03-31 |
| RO | 提供資產管理 | 2020-07-07 | 2022-03-31 | |
| Plutus Securities Limited | RO | 證券交易 | 2020-07-07 | 2022-03-31 |
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | 就證券提供意見 | 2020-07-06 | 2020-07-07 |
| Rep | 提供資產管理 | 2020-07-06 | 2020-07-07 | |
| Ever Fountain Asset Management Limited | RO | 就證券提供意見 | 2019-06-18 | 2020-06-30 |
| RO | 提供資產管理 | 2019-06-18 | 2020-06-30 | |
| Rep | 提供資產管理 | 2019-05-27 | 2019-06-18 | |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2017-06-23 | 2019-05-10 |
| CSC SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2016-08-03 | 2017-03-10 |
| Rep | 就證券提供意見 | 2016-01-12 | 2017-03-10 | |
| Rep | 證券交易 | 2016-01-12 | 2017-03-10 | |
| GAOYU SECURITIES LIMITED | Rep | 證券交易 | 2015-10-15 | 2015-11-06 |
| GEO Securities Limited | Rep | 證券交易 | 2013-08-23 | 2015-09-21 |
已採集記錄中暫無金管局登記。