| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 期貨合約交易 | 2017-12-22 | 2025-12-31 |
| Rep | 證券交易 | 2017-12-22 | 2025-12-31 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2017-04-19 | 2017-12-17 |
| Prunus Capital Management Limited | Rep | 提供資產管理 | 2016-06-06 | 2016-08-31 |
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 證券交易 | 2016-04-18 | 2016-05-17 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2013-08-23 | 2016-01-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-08-23 | 2016-01-29 |
| Rep | 證券交易 | 2013-08-23 | 2016-01-29 |