| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zircon Securities (HK) Limited | Rep | 期貨合約交易 | 2026-06-15 | - |
| Rep | 證券交易 | 2026-06-15 | - | |
| Rakuten Securities Hong Kong Limited | Rep | 槓桿式外匯交易 | 2022-10-05 | 2026-04-30 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-12-23 | 2022-07-27 |
| Rep | 證券交易 | 2020-11-27 | 2022-07-27 | |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2018-08-03 | 2020-08-07 |
| Yunfeng Securities Limited | Rep | 證券交易 | 2018-08-03 | 2020-08-07 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-08-26 | 2013-09-12 |
已採集記錄中暫無金管局登記。