| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-25 | - |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-08-25 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-11-26 | 2017-08-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-11-26 | 2017-08-13 |
| CA Premium International (HK) Limited | Rep | 槓桿式外匯交易 | 2013-08-29 | 2014-11-20 |
| KVB Kunlun Securities (HK) Limited | Rep | 證券交易 | 2013-08-29 | 2014-11-20 |
已採集記錄中暫無金管局登記。