| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-06-24 | - |
| Rep | 就證券提供意見 | 2025-06-24 | - | |
| Rep | 證券交易 | 2025-06-24 | - | |
| Viridian Asset Management Limited | Rep | 提供資產管理 | 2024-07-18 | 2025-01-24 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2021-08-10 | 2023-09-28 |
| Rep | 證券交易 | 2021-08-10 | 2023-09-28 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2015-09-02 | 2021-05-24 |
| Rep | 就證券提供意見 | 2015-09-02 | 2021-05-24 | |
| Rep | 證券交易 | 2015-09-02 | 2021-05-24 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2013-08-30 | 2015-08-28 |
| Rep | 證券交易 | 2013-08-30 | 2015-08-28 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2013-08-30 | 2015-08-28 |
已採集記錄中暫無金管局登記。