| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2015-11-17 | 2016-02-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2015-11-17 | 2016-02-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-02-04 | 2015-11-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2013-09-02 | 2015-11-07 |