| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| New Peak Partners Limited | RO | 就證券提供意見 | 2025-05-07 | - |
| RO | 證券交易 | 2025-05-07 | - | |
| CWB Hong Kong Limited | RO | 證券交易 | 2022-05-24 | 2023-05-12 |
| Rep | 證券交易 | 2021-07-22 | 2022-05-24 | |
| Rep | 就證券提供意見 | 2021-07-22 | 2023-05-12 | |
| Rep | 提供資產管理 | 2021-07-22 | 2023-05-12 | |
| Asante Capital Group HK Limited | RO | 證券交易 | 2018-11-28 | 2020-08-14 |
| MVision Private Equity Advisers Asia Limited | Rep | 就證券提供意見 | 2013-09-04 | 2015-01-21 |
| Rep | 證券交易 | 2013-09-04 | 2015-01-21 |