| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Stellar Securities Limited | RO | 證券交易 | 2021-11-30 | 2024-12-27 |
| Rep | 證券交易 | 2021-05-31 | 2021-11-30 | |
| Yunfeng Asset Management Limited | Rep | 提供資產管理 | 2018-06-19 | 2020-09-27 |
| Yunfeng Financial Markets Limited | Rep | 就證券提供意見 | 2018-06-19 | 2020-09-27 |
| Rep | 提供資產管理 | 2018-06-19 | 2020-09-27 | |
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2018-06-19 | 2020-09-27 |
| Rep | 證券交易 | 2018-04-03 | 2020-09-27 | |
| Yunfeng Financial Markets Limited | Rep | 就機構融資提供意見 | 2015-09-02 | 2018-03-21 |
| Rep | 證券交易 | 2015-09-02 | 2018-03-21 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2013-09-05 | 2014-12-31 |