| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2024-03-04 | 2025-09-17 |
| Rep | 證券交易 | 2024-03-04 | 2025-09-17 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-12-30 | 2020-11-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-12-30 | 2020-11-06 |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2018-08-01 | 2019-07-27 |
| Rep | 證券交易 | 2018-08-01 | 2019-07-27 |