| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPRING SECURITIES LIMITED (HK) | RO | 證券交易 | 2023-02-27 | - |
| Rep | 證券交易 | 2022-12-20 | 2023-02-27 | |
| Rich Bay Securities Limited | Rep | 期貨合約交易 | 2022-07-06 | 2022-12-09 |
| Rep | 證券交易 | 2022-07-06 | 2022-12-09 | |
| DT Securities & Futures Co. Limited | Rep | 期貨合約交易 | 2018-11-15 | 2022-06-27 |
| Rep | 證券交易 | 2018-11-15 | 2022-06-27 | |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2017-10-18 | 2018-10-25 |
| Rep | 證券交易 | 2017-06-08 | 2018-10-25 | |
| STOCKWELL SECURITIES LIMITED | Rep | 證券交易 | 2013-09-06 | 2017-05-13 |
已採集記錄中暫無金管局登記。