Xie, Fan (SFC:BBJ699) 謝凡
證監會中央編號:BBJ699
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2024-02-09 | 2024-03-14 |
| Rep | 證券交易 | 2024-02-09 | 2024-03-14 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2021-09-16 | 2023-06-20 |
| Rep | 就證券提供意見 | 2021-09-16 | 2023-06-20 | |
| Rep | 證券交易 | 2021-09-16 | 2023-06-20 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2018-10-18 | 2021-07-23 |
| Rep | 就機構融資提供意見 | 2018-09-03 | 2021-07-23 | |
| Rep | 證券交易 | 2018-09-03 | 2021-07-23 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-09-03 | 2021-07-23 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-08-05 |
| Rep | 證券交易 | 2017-05-25 | 2017-10-02 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2017-05-25 | 2018-08-05 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2016-03-04 | 2017-04-11 |
| Boom Securities (H.K.) Limited | Rep | 證券交易 | 2013-09-09 | 2014-04-01 |
| Win Securities Limited | Rep | 證券交易 | 2013-09-09 | 2014-04-01 |