| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-11-07 | 2025-11-14 |
| Rep | 證券交易 | 2025-11-07 | 2025-11-14 | |
| Rep | 期貨合約交易 | 2025-05-06 | 2025-05-09 | |
| Rep | 證券交易 | 2025-05-06 | 2025-05-09 | |
| Rep | 期貨合約交易 | 2024-10-25 | 2024-11-01 | |
| Rep | 證券交易 | 2024-10-25 | 2024-11-01 | |
| Rep | 期貨合約交易 | 2023-10-20 | 2023-10-27 | |
| Rep | 證券交易 | 2023-10-20 | 2023-10-27 | |
| Rep | 期貨合約交易 | 2023-04-14 | 2023-04-21 | |
| Rep | 證券交易 | 2023-04-14 | 2023-04-21 | |
| Rep | 期貨合約交易 | 2017-12-18 | 2022-05-20 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2017-12-18 | 2022-05-20 |
| Rep | 證券交易 | 2017-12-18 | 2022-05-20 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2013-09-09 | 2022-05-20 |