| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2014-03-17 | 2016-03-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2014-03-17 | 2016-03-24 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2013-09-10 | 2014-02-22 |
| Rep | 期貨合約交易 | 2013-09-10 | 2014-02-22 |