| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-12-11 | 2016-04-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2014-03-27 | 2016-04-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-03-27 | 2016-04-03 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2013-09-16 | 2013-10-09 |