| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2022-03-30 | 2024-09-19 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-05-24 | 2024-09-19 |
| Rep | 證券交易 | 2021-03-18 | 2024-09-19 | |
| CMB International Securities Limited | Rep | 證券交易 | 2014-10-23 | 2015-08-11 |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 證券交易 | 2013-09-18 | 2014-09-20 |