| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2024-09-04 | - |
| Rep | 證券交易 | 2024-09-04 | - | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2018-08-07 | 2021-09-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2018-08-07 | 2021-09-06 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-06-12 | 2018-06-01 |
| WHARTON INVESTMENT ADVISORS LIMITED | Rep | 就期貨合約提供意見 | 2013-09-23 | 2014-05-31 |
| Rep | 就證券提供意見 | 2013-09-23 | 2014-05-31 | |
| Rep | 提供資產管理 | 2013-09-23 | 2014-05-31 |