| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2024-02-26 | 2024-10-07 |
| Rep | 期貨合約交易 | 2024-02-26 | 2024-10-07 | |
| Rep | 證券交易 | 2024-02-26 | 2024-10-07 | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2019-01-10 | 2023-05-10 |
| Rep | 證券交易 | 2019-01-10 | 2023-05-10 | |
| Nittan Securities Asia Limited | RO | 期貨合約交易 | 2015-05-12 | 2017-05-10 |
| RO | 證券交易 | 2015-05-12 | 2017-05-10 | |
| Rep | 期貨合約交易 | 2013-09-24 | 2015-05-12 | |
| Rep | 證券交易 | 2013-09-24 | 2015-05-12 |