| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-11-12 | - |
| Rep | 證券交易 | 2024-11-12 | - | |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2021-01-27 | 2021-12-03 |
| Rep | 證券交易 | 2021-01-27 | 2021-12-03 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2021-01-27 | 2024-05-06 |
| Rep | 證券交易 | 2021-01-27 | 2024-05-06 | |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2017-09-27 | 2021-01-08 |
| Rep | 證券交易 | 2017-09-27 | 2021-01-08 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2013-09-27 | 2015-07-10 |
| Rep | 就證券提供意見 | 2013-09-27 | 2015-07-10 | |
| Rep | 期貨合約交易 | 2013-09-27 | 2015-07-10 | |
| Rep | 證券交易 | 2013-09-27 | 2015-07-10 |
已採集記錄中暫無金管局登記。