| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Securities Limited | Rep | 證券交易 | 2025-10-22 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2024-07-02 | 2024-11-07 |
| Rep | 就證券提供意見 | 2024-07-02 | 2025-09-30 | |
| Rep | 證券交易 | 2024-07-02 | 2025-09-30 | |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 提供資產管理 | 2023-03-08 | 2024-05-31 |
| RO | 就證券提供意見 | 2018-02-13 | 2024-05-31 | |
| RO | 證券交易 | 2017-12-20 | 2024-05-31 | |
| Rep | 證券交易 | 2015-11-30 | 2017-12-20 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2013-10-04 | 2015-11-23 |
已採集記錄中暫無金管局登記。