| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2019-11-05 | 2021-09-28 |
| Rep | 證券交易 | 2019-09-20 | 2021-09-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2016-04-21 | 2019-07-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2015-02-23 | 2015-12-03 |
| Rep | 證券交易 | 2015-02-23 | 2015-12-03 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2013-10-04 | 2015-12-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-10-04 | 2015-12-03 |