| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | 就證券提供意見 | 2024-08-29 | - |
| RO | 提供資產管理 | 2024-08-29 | - | |
| Plutus Securities Limited | RO | 證券交易 | 2024-08-29 | - |
| First Fidelity Capital (International) Limited | RO | 就證券提供意見 | 2023-01-09 | 2024-06-28 |
| RO | 提供資產管理 | 2023-01-09 | 2024-06-28 | |
| RO | 證券交易 | 2023-01-09 | 2024-06-28 | |
| Rep | 就證券提供意見 | 2022-04-07 | 2023-01-09 | |
| Rep | 提供資產管理 | 2022-04-07 | 2023-01-09 | |
| Rep | 證券交易 | 2022-04-07 | 2023-01-09 | |
| iTrade Securities Investment Limited | Rep | 就證券提供意見 | 2021-06-29 | 2021-10-15 |
| Rep | 證券交易 | 2021-06-29 | 2021-10-15 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-12-03 | 2020-04-06 |
| Rep | 提供資產管理 | 2018-12-03 | 2020-04-06 | |
| Rep | 期貨合約交易 | 2018-12-03 | 2020-04-06 | |
| Rep | 證券交易 | 2017-05-09 | 2020-04-06 | |
| Rep | 證券交易 | 2014-02-26 | 2016-12-23 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2013-10-08 | 2017-03-31 |
已採集記錄中暫無金管局登記。